Investment Industry Regulatory Organization of Canada

Investment Industry Regulatory Organization of Canada

The Investment Industry Regulatory Organization of Canada (IIROC) is the national self-regulatory organization that oversees all investment dealers and trading activity on debt and equity marketplaces in Canada. IIROC's mission is to protect investors and ensure market integrity by enforcing rules regarding business conduct, financial solvency, and trading practices.

IIROC is responsible for setting and enforcing high-quality regulatory and investment industry standards, including the enforcement of trading halts. Recently, IIROC announced a trading halt for ESE due to issues that arose in the market. This action demonstrates IIROC's commitment to maintaining a fair and orderly marketplace for investors.

IIROC Trading Halt - ESE

The following issues have been halted by IIROC:

• ESE

IIROC's trading halt is a necessary measure to protect investors and ensure that the market remains fair and transparent. Investors can rely on IIROC to enforce regulations and maintain a level playing field for all market participants.